Ethical Dilemmas
Ethical Dilemmas An ethical dilemma occurs whenever there are two or more choices. In this given circumstance there will always be the best choice, even when each option appears to have negative consequences. Although the CFA Institute Code of Ethics…
Professionalism in Investment Management
Building Trust in Investment Management The investment management profession has established itself to the level of other professions such as law and medicine, such that it is trusted to draw knowledge and utilize it with care and judgment. To maintain…
Ethical Standards in the Investment Industry
The Need for High Ethical Standards in the Investment Industry In 2014 the investment industry accounted for more than $64 trillion in assets. Additionally, it is growing at eight percent a year. It can be theorized that with trillions in…
Ethics and Profession
Ethics and Profession A profession can be defined as the occupational group that is based on the unique education, specialist knowledge, and framework of practice and behavior that establishes community trust, respect, and recognition. A large proportion of professions outlines…
Code of Ethics in Defining a Profession
Describe the Role of a Code of Ethics in Defining a Profession The role of ethics within the investment profession is to promote the integrity and viability of global capital markets for the ultimate benefit of society. By learning and…
Ethics Defined
Ethics Defined Many professions define a code of ethics aimed at outlining cultural values within that profession. For the investment industry, ethics are defined as a standard of conduct valued by the financial sector. These can be expressed via concrete rules…
Investment Ownership and Compensation Structures used in Alternative Investments
AnalystPrep Summary Alternative investment funds commonly use limited partnership structures in which general partners manage investments while limited partners provide capital. These structures define ownership rights, decision-making authority, liability, fee arrangements, and profit distribution rules. Compensation structures such as management…
Direct investment, Co-investments and Fund Investment Methods Comparison
AnalystPrep Summary Investors can access alternative investments through fund investing, co-investing, or direct investing. Each method offers a different balance of control, diversification, fees, expertise requirements, and investment responsibility. Fund investing provides professional management and diversification but involves management and…
Features and Categories of Alternative Investments
AnalystPrep Summary Alternative investments are assets that fall outside traditional publicly traded stocks, bonds, and cash. Common categories include private capital, real assets, and hedge funds. Alternative investments often differ from traditional investments because they may be less liquid, harder…
Calculation and Interpretation of Alternative Returns Before and After Fees
AnalystPrep Summary Alternative investment returns must be interpreted carefully because reported performance can differ significantly from the return investors actually receive. Managers may charge fixed management fees based on assets under management and performance fees based on investment gains. Investor…
