Client Needs and Preferences VS. Asset ...
Client needs, and preferences would seem to be a qualitative factor. How, then,... Read More
The curriculum’s next section covers Standards I-VII with guidance provided in Learning Module 2 and learning Module 3. The CFAI Curriculum offers numerous case examples and advice on applying the Code and Standards. Candidates receive a downloadable e-book as part of their exam entry fee, available on the CFA website. It’s essential for candidates to carefully review and study these case examples before taking the exam.
Standard III – Duties to Clients
Standard IV – Duties to Employers
Standard V – Investment Analysis
Standard VI – Conflicts of Interest
Standard VII – Responsibilities as a CFA Institute Member or CFA Candidate
Ethical and Professional Standards: Learning Module 3: Application of the Code and Standards;