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Author: Kosikos Tuitoek

December 8, 2021 in Ethical and Professional Standards

Standard V(C) – Record Retention
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December 8, 2021 in Ethical and Professional Standards

Standard VI(A) – Disclosure of Conflicts

All issues that could reasonably be expected to compromise their independence and objectivity or conflict with their respective duties to their clients, prospective clients, and employer must be disclosed fully and fairly by Members and Candidates. Application 1: Personal Stock…

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December 8, 2021 in Ethical and Professional Standards

Standard V(B) – Communication with Clients and Prospective Clients
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December 8, 2021 in Ethical and Professional Standards

Standard V(A) – Diligence and Reasonable Basis
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December 8, 2021 in Ethical and Professional Standards

Standard IV(C) – Responsibilities of Supervisors
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December 8, 2021 in Ethical and Professional Standards

Standard IV(B) – Additional Compensation Arrangements
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December 8, 2021 in Ethical and Professional Standards

Standard IV(A) – Loyalty
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December 8, 2021 in Ethical and Professional Standards

Standard III(E) – Preservation of Confidentiality
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December 8, 2021 in Ethical and Professional Standards

Standard III(D) – Performance Presentation
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December 8, 2021 in Ethical and Professional Standards

Standard III(C) – Suitability
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