Guidance for Standards I-VII
I. Professionalism Knowledge of the law Independence and objectivity Misrepresentation Misconduct II. Integrity... Read More
The investment management profession has established itself to the level of other professions such as law and medicine, such that it is trusted to draw knowledge and utilize it with care and judgment. To maintain this trust, professionals should possess technical and financial expertise and understand the laws and regulations.
Investment management professionals should describe to the clients the charges, uncertainties, and conflicts that may arise in providing their investment services.
Investment management professionals should always adhere to codes of ethics and professional standards while their practices should be guided by care, transparency, and integrity.