Guidance for Standards I-VII
I. Professionalism Knowledge of the law Independence and objectivity Misrepresentation Misconduct II. Integrity... Read More
Investment management is an upcoming profession. This is evidenced by the following:
- The public understanding of its practice and codes are still growing.
- There is a lack of recognition by the regulators and the employers, which prevents the establishment of a profession in investment management.
- Not all participants in the investment management are professionals since the participants have not engaged in specified training or are members of any recognized authority. This makes it hard for investment management to gain trust.
However, some critical elements of investment management have developed over the years. Investment management, just like any other profession, meets a large proportion of the profession’s expectations. Moreover, in most of the countries, some form of certification has been established, with no requirements to join a professional body. The investment management profession is trying to move with time. That is, it tries to cope with ever-changing demands.
Investment management is becoming global due to the increased opening of the capital markets internationally. Therefore, investment managers can offer their services in different countries or freely moving within the offices of multinational asset management firms. Several established bodies, such as actuarial societies, have investment management professionals as members.
Building Trust in Investment Management
The investment management profession has established itself to the level of other professions such as law and medicine, such that it is trusted to draw knowledge and utilize it with care and judgment. To maintain this trust, professionals should possess technical and financial expertise and understand the laws and regulations.
Investment management professionals should describe to the clients the charges, uncertainties, and conflicts that may arise in providing their investment services.
Investment management professionals should always adhere to codes of ethics and professional standards while their practices should be guided by care, transparency, and integrity.
Sergio Torrico
2021-07-23
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Escribo esta revisión en español para los hispanohablantes, soy de Bolivia, y utilicé
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2021-07-17
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2021-07-16
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2021-06-28
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2021-06-22
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2021-05-10
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2021-03-24
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2021-03-18
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