Standard IV(C) – Responsibilities of ...
Standard IV(C) – Responsibilities of Supervisors indicates that supervisors must make every effort... Read More
The role of ethics within the investment profession is to promote the integrity and viability of global capital markets for the ultimate benefit of society. By learning and committing to that code of ethics, each professional contributes to a universal protocol of acceptable behavior. Within the financial sector, there are both Global Investment Practice Standards (GIPS), as well as CFA Institute Standards of Practice.