Standard I (D) – Misconduct
Members and Candidates must not engage in any professional conduct involving dishonesty fraud, or deceit, or commit any act that reflects adversely on their professional reputation, integrity, or competence. Guidance Standard I(D) – Misconduct addresses all conduct that reflects poorly…
Standard I (C) – Misrepresentation
Members and Candidates must not knowingly make any misrepresentations relating to investment analysis, recommendations, actions, or other professional activities. Trust is paramount in the investment profession. Misrepresentation is broadly defined as making any false statements or deliberate omission of facts….
Standard I (B) – Independence and Objectivity
Members and Candidates must use reasonable care and judgment to achieve and maintain independence and objectivity in their professional activities. Members and Candidates must not offer, solicit, or accept any gift, benefit, compensation, or consideration that reasonably could be expected…
Standard 1(A) – Knowledge of the Law
Members and Candidates must understand and comply with all applicable laws, rules, and regulations (including the CFA Institute Code of Ethics and Standards of Professional Conduct) of any government, regulatory organization, licensing agency, or professional association governing their professional activities….
The Ethical Responsibilities Required of CFA Institute Members and Candidates in the CFA Program by the Code and Standards
The framework laid out by the Codes and Standards functions as an ethical guide, intending to promote the highest ethical responsibilities and values for Members and Candidates. The Standards are complete with practical ethical examples and expectations set by the…
The Six Components of the Code of Ethics and the Seven Standards of Professional Conduct
The CFA Code of Ethics and the seven Standards of Professional Conduct serves as a broad ethical guideline for Members and Candidates of the CFA Institute. All CFA Members and candidates are expected to adhere to the Codes and Standards…
