Application of the Code and Standards

Application of the Code and Standards

The curriculum’s next section covers Standards I-VII with guidance provided in Learning Module 2 and learning Module 3. The CFAI Curriculum offers numerous case examples and advice on applying the Code and Standards. Candidates receive a downloadable e-book as part of their exam entry fee, available on the CFA website. It’s essential for candidates to carefully review and study these case examples before taking the exam.

Standard I – Professionalism

Standard II – Integrity

Standard III – Duties to Clients

Standard IV – Duties to Employers

Standard V – Investment Analysis

Standard VI – Conflicts of Interest

Standard VII – Responsibilities as a CFA Institute Member or CFA Candidate

Ethical and Professional Standards: Learning Module 3: Application of the Code and Standards;

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