CFA LEVEL II – Ethical And Professional Standards

CFA LEVEL II – Ethical And Professional Standards

Learning Module 1: Code of Ethics and Standards of Professional Conduct

LOS a: Describe the structure of the CFA Institute Professional Conduct Program (PCP) and the disciplinary review process used to enforce the Code and Standards.

LOS b: Explain the ethical obligations imposed by the Code and Standards, including the requirements of each Standard and its sub-sections.

Learning Module 2: Guidance for Standard I: Professionalism

LOS a: Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity.

LOS b: Recommend practices and procedures designed to prevent violations of the Code and Standards.

Learning Module 3: Guidance for Standard II: Integrity of Capital Markets

LOS a: Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations.

LOS b: Recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.

Learning Module 4: Guidance for Standard III: Duties to Clients

LOS a: Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations.

LOS b: Recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.

Learning Module 5: Guidance for Standard IV: Duties to Employers

LOS a: Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations.

LOS b: Recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct.

Learning Module 6: Guidance for Standard V: Investment Analysis, Recommendations, and Actions

LOS a: Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity.

LOS b: Recommend practices and procedures designed to prevent violations of the Code and Standards.

Learning Module 7:  Guidance for Standard VI: Conflicts of Interest 

LOS a: Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity.

LOS b: Recommend practices and procedures designed to prevent violations of the Code and Standards.

Learning Module 8: Guidance for Standard VII: Responsibilities as a CFA Institute Member or CFA Candidate

LOS a: Demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by interpreting the Code and Standards in various situations involving issues of professional integrity

LOS b: Recommend practices and procedures designed to prevent violations of the Code and Standards.

Learning Module 9: Application of the Code and Standards: Level II

LOS a: Evaluate practices, policies, and conduct relative to the CFA Institute Code of Ethics and Standards of Professional Conduct

LOS b: Explain how the practices, policies, and conduct do or do not violate the CFA Institute Code of Ethics and Standards of Professional Conduct

Shop CFA® Exam Prep

Offered by AnalystPrep

Featured Shop FRM® Exam Prep Learn with Us

    Subscribe to our newsletter and keep up with the latest and greatest tips for success

    Shop Actuarial Exams Prep Shop Graduate Admission Exam Prep


    Sergio Torrico
    Sergio Torrico
    2021-07-23
    Excelente para el FRM 2 Escribo esta revisión en español para los hispanohablantes, soy de Bolivia, y utilicé AnalystPrep para dudas y consultas sobre mi preparación para el FRM nivel 2 (lo tomé una sola vez y aprobé muy bien), siempre tuve un soporte claro, directo y rápido, el material sale rápido cuando hay cambios en el temario de GARP, y los ejercicios y exámenes son muy útiles para practicar.
    diana
    diana
    2021-07-17
    So helpful. I have been using the videos to prepare for the CFA Level II exam. The videos signpost the reading contents, explain the concepts and provide additional context for specific concepts. The fun light-hearted analogies are also a welcome break to some very dry content. I usually watch the videos before going into more in-depth reading and they are a good way to avoid being overwhelmed by the sheer volume of content when you look at the readings.
    Kriti Dhawan
    Kriti Dhawan
    2021-07-16
    A great curriculum provider. James sir explains the concept so well that rather than memorising it, you tend to intuitively understand and absorb them. Thank you ! Grateful I saw this at the right time for my CFA prep.
    nikhil kumar
    nikhil kumar
    2021-06-28
    Very well explained and gives a great insight about topics in a very short time. Glad to have found Professor Forjan's lectures.
    Marwan
    Marwan
    2021-06-22
    Great support throughout the course by the team, did not feel neglected
    Benjamin anonymous
    Benjamin anonymous
    2021-05-10
    I loved using AnalystPrep for FRM. QBank is huge, videos are great. Would recommend to a friend
    Daniel Glyn
    Daniel Glyn
    2021-03-24
    I have finished my FRM1 thanks to AnalystPrep. And now using AnalystPrep for my FRM2 preparation. Professor Forjan is brilliant. He gives such good explanations and analogies. And more than anything makes learning fun. A big thank you to Analystprep and Professor Forjan. 5 stars all the way!
    michael walshe
    michael walshe
    2021-03-18
    Professor James' videos are excellent for understanding the underlying theories behind financial engineering / financial analysis. The AnalystPrep videos were better than any of the others that I searched through on YouTube for providing a clear explanation of some concepts, such as Portfolio theory, CAPM, and Arbitrage Pricing theory. Watching these cleared up many of the unclarities I had in my head. Highly recommended.

    Get Ahead on Your Study Prep This Cyber Monday! Save 35% on all CFA® and FRM® Unlimited Packages. Use code CYBERMONDAY at checkout. Offer ends Dec 1st.