{"id":51927,"date":"2024-03-13T05:37:28","date_gmt":"2024-03-13T05:37:28","guid":{"rendered":"https:\/\/analystprep.com\/cfa-level-1-exam\/?p=51927"},"modified":"2025-05-29T14:10:07","modified_gmt":"2025-05-29T14:10:07","slug":"professionalism-in-investment-management-2","status":"publish","type":"post","link":"https:\/\/analystprep.com\/cfa-level-1-exam\/ethical-and-professional-standards\/professionalism-in-investment-management-2\/","title":{"rendered":"Professionalism in Investment Management"},"content":{"rendered":"\n<script type=\"application\/ld+json\">\n{\n  \"@context\": \"https:\/\/schema.org\",\n  \"@type\": \"VideoObject\",\n  \"name\": \"Ethics and Trust in the Investment Profession (2024\/2025 Level I CFA\u00ae Exam \u2013 Ethics \u2013 Module 1)\",\n  \"description\": \"This session covers ethics in investment management, including the role of codes of ethics in defining professions, establishing trust, and maintaining high standards. It explores professionalism, challenges to ethical behavior, differences between legal and ethical standards, and provides frameworks for ethical decision-making to guide responsible conduct.\",\n  \"uploadDate\": \"2022-06-20T00:00:00+00:00\",\n  \"thumbnailUrl\": \"https:\/\/img.youtube.com\/vi\/-yo3RTBtqqg\/hqdefault.jpg\",\n  \"contentUrl\": \"https:\/\/www.youtube.com\/watch?v=-yo3RTBtqqg\",\n  \"embedUrl\": \"https:\/\/www.youtube.com\/embed\/-yo3RTBtqqg\",\n  \"duration\": \"PT38M38S\"\n}\n<\/script>\n\n\n\n<p><iframe loading=\"lazy\" src=\"\/\/www.youtube.com\/embed\/-yo3RTBtqqg\" width=\"611\" height=\"343\" allowfullscreen=\"allowfullscreen\"><\/iframe><\/p>\n<h3>Building Trust in Investment Management<\/h3>\n<p data-tadv-p=\"keep\">The investment management profession has established itself to the level of other professions such as law and medicine, such that it is trusted to draw knowledge and utilize it with care and judgment. To maintain this trust, professionals should possess technical and financial expertise and understand the laws and regulations.<\/p>\n<p data-tadv-p=\"keep\">Investment management professionals should describe to the clients the charges, uncertainties, and conflicts that may arise in providing their investment services.<\/p>\n<p data-tadv-p=\"keep\">Investment management professionals should always adhere to codes of ethics and professional standards while their practices should be guided by care, transparency, and integrity.<\/p>","protected":false},"excerpt":{"rendered":"<p>Building Trust in Investment Management The investment management profession has established itself to the level of other professions such as law and medicine, such that it is trusted to draw knowledge and utilize it with care and judgment. 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